Employee Compliance Specialist

<h3>About the Position</h3> <p>We are looking for an Employee Compliance Specialist to act as a point of contact in administering various employee compliance requirements in our Hong Kong office. You should be able to answer questions and explain processes clearly to a wide range of colleagues across the firm and external parties, and work well with others to implement and improve our compliance processes.<br><br>Additional responsibilities of this role will include:</p> <p> </p> <ul data-list-tree="true" data-indent="0" data-border="0"> <li>Administering the SFC licensing process and trader registration processes with various third parties</li> <li>Administering the Personal Account Dealing Policy, answering queries and appropriately handling breaches</li> <li>Coordinating and monitoring our Continuous Professional Training (CPT) programme, including working with